Sophisticated Investor Declaration Form

This is a form for the sophisticated investigator to make a self-declaration about their status. By doing this you start the steps of joining our OiX Gold Investors. We will be in touch shortly to take through the other steps of becoming a member of our elite OiX Gold Investor group.

I declare that in signing this form I am confirming my status as a Sophisticated Investor for the purposes of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2001.

I confirm that at least one of the following applies to me:

    • I am a member of a network or syndicate of business angels and have been so for at least six months prior to the date below.
    • I have made more than one investment in an unlisted company in the two years prior to the date below.
    • I am working, or have worked in the two years prior to the date below, in a professional capacity in the private equity sector, or in the provision of finance for small and medium enterprises.
    • I am currently, or have been in the two years prior to the date below, a director of a company with an annual turnover of at least £1 million.

    I understand that by being a self-certified Sophisticated Investor this means:

    • I can receive financial promotions that may not have been approved by a person authorized by the Financial Services Authority;
    • the content of such financial promotions may not conform to rules issued by the Financial Services Authority;
    • by signing this statement I may lose significant rights;

    I may have no right to complain to either of the following:

    • - the Financial Services Authority; or
    • - the Financial Ombudsman Scheme

    I may have no right to seek compensation from the Financial Services Compensation Scheme. I understand that I can lose my property and other assets from making investment decisions based on financial promotions and I am aware that it is open to me to seek advice from someone who specializes in advising on this kind of investment.

 I have read and understood the declaration.